Hello
My name is Alan Romero, CPFA, AAMS, and I am a Financial Advisor and Retirement Plan Consultant Program (RPCP) representative with LPL Financial. I have been working in the financial services industry for over 25 years, honing my skills with some of the top investment firms on Wall Street. It is an honor and a privilege to serve individuals and small businesses in Colorado and across these great United States.
My Story
With over 25 years of experience there isn't a lot I haven't seen. Guiding clients through a maze of financial possibilities, I've transformed aspirations into realities with strategic planning and unwavering commitment. I thrive on navigating the complexities of wealth management, helping my clients achieve their financial goals with confidence.
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My Qualifications
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​25 years of experience
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Securities licensed: Series, 7, 31, 63, 66, SIE
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Insurance licensed: Life / Health / Variable / Property & Casualty
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Accredited Asset Management Specialist (AAMS)
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Certified Plan Fiduciary Advisor (CPFA)
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The reason I got into this business goes way back to my high school days and the stock market game. Picking stocks was my first experience with investments and even though we were only trading with a hypothetical bank account, I quickly learned the time value of money. Growing up from humble beginnings, it became incredibly clear that the key to building wealth or planning for retirement came down to the "tools" in our tool box. We can all build something with a hammer and a nail, but imagine what you could build when you add a screw driver, tape measure, and saw.
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The best thing about my job is leveling the playing field for all investors. We fear what we don't understand and investing for your future should be fun and rewarding. With a "show me, don't tell me" approach, you'll quickly recognize my commitment to breaking down the complexities of investing because an educated investor is a better investor. I always say there is no right or wrong way to invest, as long as you understand what to expect.
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I have many hobbies but none more satisfying than playing flamenco guitar. Soon you may find me in local coffee shops, bookstores, or restaurants, bringing a little heart of Spain to my audience.
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